COMPLIANCE SOLUTIONS

Our intuitive and simple to use technology provides a go-to hub for all your Governance, Risk and Compliance tasks. With our pre-packaged workflows, you can take all the guess-work out of your Compliance activity and start adding immediate value to your organisation.

GOVERNANCE, RISK
& COMPLIANCE

Our intuitive visual charts enable you to have a real-time and holistic view of your firm's Compliance status.

LIBOR TRANSITION & INITIAL MARGIN

Our pre-packaged workflows help you manage every step of the process, ensuring a consistent experience for your clients as well as minimising cost and overheads

COVID-19 COORDINATION

A global and comprehensive work-plan to ensure the safety of your premises, staff and clients

DUE DILIGENCE, KYC & ONBOARDING

Simplifying the Customer Due Diligence steps through centralised visual workflow, ensuring full transparency and improved client experience

CONTROL FRAMEWORKS

Coordinating your firm's initial adoption of, and ongoing assessments against, Quality and Control Standards such as ISO, COBIT and COSO.

BCBS 239 & RDARR

Our out-of-the-box digital health-check reveals any gaps in your Risk Data Aggregation and Reporting Function

SENIOR MANAGER'S REGIME (SMCR)

A secure and robust document repository and workflow to evidence compliance across your Senior Managers

REGULATORY REPORTING

Our centralised and fully audited platform helps you collate and prepare MI & Reports to Regulators, Monitors and Auditors

FATF / ANTI MONEY LAUNDERING

Globally Coordinate your Firm's response to combat Money Laundering and Terrorist Financing

OPEN BANKING / PSD2

Help your firm harness new opportunities and empower your customers in a shared ecosystem, whilst complying with the Open Banking Standards

SRD (II)

Coordinate your firm's adoption of new Shareholder Rights Directive (SRD II) standards across all global regions

DIGITAL CURRENCY

Ensure a coordinated approach to your firm's Legal and Compliance decisions, Policy and Standards in this rapidly evolving industry

"Making the simple complicated - that's commonplace;
Making the complex simple, awesomely simple... that's creativity"

Charles Mingus (1922-79)