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One platform to manage your compliance

Transform the way you operate with a single platform for regulations-tracking and task management. Move faster and take your compliance to the next level with all your tasks, risks and data in one place.

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Our intuitive and simple to use technology provides a go-to hub for all your Governance, Risk and Compliance tasks. With our pre-packaged workflows, you can take all the guess-work out of your Compliance activity and start adding immediate value to your organisation.

Regulations and Rules. Rethought.

SENIOR MANAGER & CERTIFICATION 
REGIME (SMCR)

A secure and robust document repository and workflow to evidence compliance across your Senior Managers

ISO STANDARDS

Coordinating your firm's initial adoption of, and ongoing assessments against, Quality and Control Standards such as ISO 27001, COBIT and COSO.

COVID-19 COORDINATION

A global and comprehensive work-plan to ensure the safety of your premises, staff and clients

DUE DILIGENCE, KYC & ONBOARDING

Simplifying the Customer Due Diligence steps through centralised visual workflow, ensuring full transparency and improved client experience

LIBOR TRANSITION & INITIAL MARGIN

Our pre-packaged workflows help you manage every step of the process, ensuring a consistent experience for your clients as well as minimising cost and overheads

BCBS 239 & RDARR

Our out-of-the-box digital health-check reveals any gaps in your Risk Data Aggregation and Reporting Function

GOVERNANCE, RISK
& COMPLIANCE

Our intuitive visual charts enable you to have a real-time and holistic view of your firm's Compliance status.

REGULATORY REPORTING

Our centralised and fully audited platform helps you collate and prepare MI & Reports to Regulators, Monitors and Auditors

FATF / ANTI MONEY LAUNDERING

Globally Coordinate your Firm's response to combat Money Laundering and Terrorist Financing

OPEN BANKING / PSD2

Help your firm harness new opportunities and empower your customers in a shared ecosystem, whilst complying with the Open Banking Standards

SRD (II)

Coordinate your firm's adoption of new Shareholder Rights Directive (SRD II) standards across all global regions

DIGITAL CURRENCY

Ensure a coordinated approach to your firm's Legal and Compliance decisions, Policy and Standards in this rapidly evolving industry

The power of one platform

Regtick has all the tools you need to manage your Governance, Risk and Compliance tasks more efficiently and elevate your firm's productivity. Each product in the platform is powerful alone, but the real magic happens when you use them together.

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