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Streamlined Compliance Management 

Transform the way you operate with a single platform for regulations-tracking and task management. Move faster and take your compliance to the next level with all your tasks, risks and data in one place.

Unlock Regulatory Success with Regtick's Powerful Solutions

At Regtick, we understand the challenges that firms face in managing regulatory compliance across industries. That's why we have developed a suite of comprehensive solutions designed to simplify and streamline the compliance management process. Whether you are in healthcare, finance, technology, or any other regulated sector, Regtick provides tailored solutions to meet your specific compliance needs

SENIOR MANAGER & CERTIFICATION 
REGIME (SMCR)

A secure and robust document repository and workflow to evidence compliance across your Senior Managers

ISO STANDARDS

Coordinating your firm's initial adoption of, and ongoing assessments against, Quality and Control Standards such as ISO 27001, COBIT and COSO.

CONSUMER DUTY

A  comprehensive work-plan to ensure your firm acts to deliver good outcomes for customers

DUE DILIGENCE, KYC & ONBOARDING

Simplifying the Customer Due Diligence steps through centralised visual workflow, ensuring full transparency and improved client experience

LIBOR TRANSITION & INITIAL MARGIN

Our pre-packaged workflows help you manage every step of the process, ensuring a consistent experience for your clients as well as minimising cost and overheads

BCBS 239 & RDARR

Our out-of-the-box digital health-check reveals any gaps in your Risk Data Aggregation and Reporting Function

GOVERNANCE, RISK
& COMPLIANCE

Our intuitive visual charts enable you to have a real-time and holistic view of your firm's Compliance status.

REGULATORY REPORTING

Our centralised and fully audited platform helps you collate and prepare MI & Reports to Regulators, Monitors and Auditors

FATF / ANTI MONEY LAUNDERING

Globally Coordinate your Firm's response to combat Money Laundering and Terrorist Financing

OPERATIONAL RESILIENCE

Help your firm harness new opportunities whilst ensuring a robust, reliable, recoverable Operations function.

SRD (II)

Coordinate your firm's adoption of new Shareholder Rights Directive (SRD II) standards across all global regions

DIGITAL CURRENCY

Ensure a coordinated approach to your firm's Legal and Compliance decisions, Policy and Standards in this rapidly evolving industry

  • Regtick offers an intuitive Software as a Service (SaaS) platform that empowers firms to navigate complex regulatory landscapes with ease.

  • Our solutions combine industry expertise, advanced technology, and user-friendly features to ensure that compliance becomes an efficient and integrated part of your business operations.

  • From managing regulatory obligations to automating compliance tasks, our solutions are designed to save time, reduce risk, and enhance overall compliance effectiveness.

The power of one platform

  • Regardless of the size or complexity of your organization, Regtick's solutions adapt to your unique requirements.

  • Our scalable platform ensures that compliance management is accessible and efficient, whether you are a small startup or a multinational corporation.

  • With Regtick, you can stay ahead of evolving regulations, mitigate compliance risks, and demonstrate a strong commitment to regulatory excellence

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