Simplify
your path
to compliance

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Regtick helps organisations – from start-ups to Fortune 500 enterprises – simplify compliance with complex regulations.

Our solution removes manual tasks, reduces your compliance costs and mitigates the risks and impact of non-compliance.

  • Designed and built by a team of industry experts, our out-of-the-box digital workflows take the guess-work out of your compliance set-up.

  • Regtick’s easy-to-use and collaborative platform brings all your teams together to work effectively and efficiently and comply with industry standards.

  • Our growing library automates compliance with standards such as GDPR, ESG, Operational Resilience, Consumer Protection, LIBOR, BCBS239, ISO 27001

 

HOW DOES IT WORK?

REGULATORY LIBRARY

  • We maintain a library of key industry regulations, saving you the cost, time and effort of keeping on top of constantly changing rules. 

  • Expanding to a new country or customer segment? Easily check what the compliance rules are and make informed decisions before making costly business decisions.

READY TO USE WORKFLOWS

Struggling to set up your Compliance programmes like ESG? Not sure where to start?

 

  • We have done all the hard work for you - just follow our out-of-the-box templates to comply with each of the regulations in our library.

  • You can set up your compliance programme in a structured way from the start, or run a quick 'health-check' with your existing programmes to see if there are any pressing gaps to address to bring in-flight compliance projects back on track.

  • We also have pre-built workflows to simplify Audits and Risk Assessments as part of a comprehensive Control Environment.

OPERATOR READY

  • Regtick comes with pre-built ‘pipelines’ so that any new processes and procedures can be easily followed by your teams and that complex sequences can be coordinated centrally. For example, LIBOR, Client Onboarding, KYC, CDD, and other Client Outreach activity.

  • Mandatory training needs and other Business Readiness activity can be coordinated and evidence of attendance is easily retained.

PROGRAMME MANAGEMENT

  • Regtick comes with integrated PMO dashboards to provide Management with the information needed to keep compliance projects on track, as well as automated status reporting so that project teams are freed up from mundane and repetitive tasks to focus on managing the path to compliance.

SECURELY RECORD ALL COMPLIANCE ACTIVITY

  • Our fully audited platform centrally retains all activity  in a visual timeline, in adherence with your data retention policy or in compliance with minimum regulatory standards.

  • Responding to any future Audit, inspection or Regulator request can be completed at the click of a button – vastly reducing the cost of audit field work.

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